About this podcast
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert…
27 episodes · Zakelijk nieuws
SEC Roundup
About this podcast
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert…
Recent episodes
- SEC Roundup Ep 104: Fix the Gate, Don't Shoot the Gatekeeper29 Sept · 19 min
- SEC Roundup Ep 103: The Delisting Cliff – How Nasdaq's $5M Rule Threatens Small Public Companies14 Aug · 40 min
- SEC Roundup Ep 102: Regulation by Delay - How the SEC has Weaponized the Wells Process23 Jul · 24 min
- SEC Roundup 101: The SEC's Narrow Supreme Court Win—A Single Battle in a War to Come10 Jul · 20 min
- 100 Episodes Later—ICAN’s Top 5 Showdowns Against SEC Overreach8 Jul · 17 min
- SEC Roundup 99: Regulatory Capture or Power to the People—What do SEC rule comment letters tell us?10 Jun · 25 min
- SEC Roundup 98: How the SEC Unlawfully Delayed a Case for Ten Years27 May · 24 min
- SEC Roundup 97: Why Everyone is Suing the SEC8 May · 22 min
- SEC Roundup 96: Inside the 2026 Enforcement Manual Updates12 Mar · 32 min
- SEC Roundup 95: Investigative Slop & Hallucinations—The Dark Side of the SEC's New AI Task Force6 Mar · 26 min
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